The Primacy Of The Will In Self-Consciousness
Table of Contents
- The intellect becomes tired but the will is never tired.
After sustained work with the head we feel the tiredness of the brain, just like that of the arm after sustained bodily work. All knowing is accompanied with effort; willing, on the contrary, is our very nature, whose manifestations take place without any weariness and entirely of their own accord. Therefore, if our will is strongly excited, as in all emotions, thus in anger, fear, desire, grief, &c., and we are now called upon to know, perhaps with the view of correcting the motives of that emotion, the violence which we must do ourselves for this purpose is evidence of the transition from the original natural activity proper to ourselves to the derived, indirect, and forced activity. For the will alone is ±ÅÄ¿1⁄4±Ä¿Â, and therefore (lassitudinis et senii expers in sempiternum).
It alone is active without being called upon, and therefore often too early and too much, and it knows no weariness. Infants who scarcely show the first weak trace of intelligence are already full of self-will: through unlimited, aimless roaring and shrieking they show the pressure of will with which they swell, while their willing has yet no object, i.e., they will without knowing what they will. What Cabanis has observed is also in point here: “Toutes ces passions, qui se succèdent d’une mannière si rapide, et se peignent avec tant de naïveté, sur le visage mobile des enfants. Tandis que les faibles muscles de leurs bras et de leurs jambes savent encore a peine former quelque mouvemens indécis, les muscles de la face expriment déjà par des mouvemens distincts presque toute la suite des affections générales propres a la nature humaine: et l’observateur attentif reconnait facilement dans ce tableau les traits caractéristiques de l’homme futur” (Rapports du Physique et Moral, vol. i. p. 123).
The intellect, on the contrary, develops slowly, following the completion of the brain and the maturity of the whole organism, which are its conditions, just because it is merely a somatic function. It is because the brain attains its full size in the seventh year that from that time forward children become so remarkably intelligent, inquisitive, and reasonable. But then comes puberty; to a certain extent it affords a support to the brain, or a resounding-board, and raises the intellect at once by a large step, as it were by an octave, corresponding to the lowering of the voice by that amount. But at once the animal desires and passions that now appear resist the reasonableness that has hitherto prevailed and to which they have been added. Further evidence is given of the indefatigable nature of the will by the fault which is, more or less, peculiar to all men by nature, and is only overcome by education—precipitation.
It consists in this, that the will hurries to its work before the time. This work is the purely active and executive part, which ought only to begin when the explorative and deliberative part, thus the work of knowing, has been completely and thoroughly carried out.
But this time is seldom waited for. Scarcely are a few data concerning the circumstances before us, or the event that has occurred, or the opinion of others conveyed to us, superficially comprehended and hastily gathered together by knowledge, than from the depths of our being the will, always ready and never weary, comes forth unasked, and shows itself as terror, fear, hope, joy, desire, envy, grief, zeal, anger, or courage, and leads to rash words and deeds, which are generally followed by repentance when time has taught us that the hegemonicon, the intellect, has not been able to finish half its work of comprehending the circumstances, reflecting on their connection, and deciding what is prudent, because the will did not wait for it, but sprang forward long before its time with “Now it is my turn!” and at once began the active work, without the intellect being able to resist, as it is a mere slave and bondman of the will, and not, like it, ±ÅÄ¿1⁄4±Ä¿Â, nor active from its own power and its own impulse; therefore it is easily pushed aside and silenced by a nod of the will, while on its part it is scarcely able, with the greatest efforts, to bring the will even to a brief pause, in order to speak.
This is why the people are so rare, and are found almost only among Spaniards, Turks, and perhaps Englishmen, who even under circumstances of provocation keep the head uppermost, imperturbably proceed to comprehend and investigate the state of affairs, and when others would already be beside themselves, con mucho sosiego, still ask further questions, which is something quite different from the indifference founded upon apathy and stupidity of many Germans and Dutchmen.
Iffland used to give an excellent representation of this admirable quality, as Hetmann of the Cossacks, in Benjowski, when the conspirators have enticed him into their tent and hold a rifle to his head, with the warning that they will fire it if he utters a cry, Iffland blew into the mouth of the rifle to try whether it was loaded.
Of ten things that annoy us, nine would not be able to do so if we understood them thoroughly in their causes, and therefore knew their necessity and true nature; but we would do this much oftener if we made them the object of reflection before making them the object of wrath and indignation. For what bridle and bit are to an unmanageable horse the intellect is for the will in man; by this bridle it must be controlled by means of instruction, exhortation, culture, &c., for in itself it is as wild and impetuous an impulse as the force that appears in the descending waterfall, nay, as we know, it is at bottom identical with this. In the height of anger, in intoxication, in despair, it has taken the bit between its teeth, has run away, and follows its original nature. In the Mania sine delirio it has lost bridle and bit altogether, and shows now most distinctly its original nature, and that the intellect is as different from it as the bridle from the horse. In this condition it may also be compared to a clock which, when a certain screw is taken away, runs down without stopping.
Thus this consideration also shows us the will as that which is original, and therefore metaphysical; the intellect, on the other hand, as something subordinate and physical. For as such the latter is, like everything physical, subject to vis inertiæ, consequently only active if it is set agoing by something else, the will, which rules it, manages it, rouses it to effort, in short, imparts to it the activity which does not originally reside in it. Therefore it willingly rests whenever it is permitted to do so, often declares itself lazy and disinclined to activity; through continued effort it becomes weary to the point of complete stupefaction, is exhausted, like the voltaic pile, through repeated shocks. Hence all continuous mental work demands pauses and rest, otherwise stupidity and incapacity ensue, at first of course only temporarily; but if this rest is persistently denied to the intellect it will become excessively and continuously fatigued, and the consequence is a permanent deterioration of it, which in an old man may pass into complete incapacity, into childishness,415 imbecility, and madness.
It is not to be attributed to age in and for itself, but to long-continued tyrannical over-exertion of the intellect or brain, if this misfortune appears in the last years of life. This is the explanation of the fact that Swift became mad, Kant became childish, Walter Scott, and also Wordsworth, Southey, and many minorum gentium, became dull and incapable. Goethe remained to the end clear, strong, and active-minded, because he, who was always a man of the world and a courtier, never carried on his mental occupations with self-compulsion. The same holds good of Wieland and of Kuebel, who lived to the age of ninety-one, and also of Voltaire. Now all this proves how very subordinate and physical and what a mere tool the intellect is.
Just on this account it requires, during almost a third part of its lifetime, the entire suspension of its activity in sleep, i.e., the rest of the brain, of which it is the mere function, and which therefore just as truly precedes it as the stomach precedes digestion, or as a body precedes its impulsion, and with which in old age it flags and decays. The will, on the contrary, as the thing in itself, is never lazy, is absolutely untiring, its activity is its essence, it never ceases willing, and when, during deep sleep, it is forsaken of the intellect, and therefore cannot act outwardly in accordance with motives, it is active as the vital force, cares the more uninterruptedly for the inner economy of the organism, and as vis naturæ medicatrix sets in order again the irregularities that have crept into it. For it is not, like the intellect, a function of the body; but the body is its function; therefore it is, ordine rerum, prior to the body, as its metaphysical substratum, as the in-itself of its phenomenal appearance. It shares its unwearying nature, for the time that life lasts, with the heart, that primum mobile of the organism, which has therefore become its symbol and synonym. Moreover, it does not disappear in the old man, but still continues to will what it has willed, and indeed becomes firmer, more inflexible, than it was in youth, more implacable, self-willed, and unmanageable, because the intellect has become less susceptible: therefore in old age the man can perhaps only be matched by taking advantage of the weakness of his intellect.
Moreover, the prevailing weakness and imperfection of the intellect, as it is shown in the want of judgment, narrow- mindedness, perversity, and folly of the great majority of men, would be quite inexplicable if the intellect were not subordinate, adventitious, and merely instrumental, but the immediate and original nature of the so-called soul, or in general of the inner man: as all philosophers have hitherto assumed it to be. For how could the original nature in its immediate and peculiar function so constantly err and fail? The truly original in human consciousness, the willing, always goes on with perfect success; every being wills unceasingly, capably, and decidedly. To regard the immorality in the will as an imperfection of it would be a fundamentally false point of view. For morality has rather a source which really lies above nature, and therefore its utterances are in contradiction with it. Therefore morality is in direct opposition to the natural will, which in itself is completely egoistic; indeed the pursuit of the path of morality leads to the abolition of the will. On this subject I refer to our fourth book and to my prize essay, “Ueber das Fundament der Moral.”
- That the will is what is real and essential in man, and the intellect only subordinate, conditioned, and produced, is also to be seen in the fact that the latter can carry on its function with perfect purity and correctness only so long as the will is silent and pauses. On the other hand, the function of the intellect is disturbed by every observable excitement of the will, and its result is falsified by the intermixture of the latter; but the converse does not hold, that the intellect should in the same way be a hindrance to the will. Thus the moon cannot shine when the sun is in the heavens, but when the moon is in the heavens it does not prevent the sun from shining.
A great fright often deprives us of our senses to such an extent that we are petrified, or else do the most absurd things;417 for example, when fire has broken out run right into the flames. Anger makes us no longer know what we do, still less what we say. Zeal, therefore called blind, makes us incapable of weighing the arguments of others, or even of seeking out and setting in order our own. Joy makes us inconsiderate, reckless, and foolhardy, and desire acts almost in the same way.
Fear prevents us from seeing and laying hold of the resources that are still present, and often lie close beside us. Therefore for overcoming sudden dangers, and also for fighting with opponents and enemies, the most essential qualifications are coolness and presence of mind. The former consists in the silence of the will so that the intellect can act; the latter in the undisturbed activity of the intellect under the pressure of events acting on the will; therefore the former is the condition of the latter, and the two are nearly related; they are seldom to be found, and always only in a limited degree.
But they are of inestimable advantage, because they permit the use of the intellect just at those times when we stand most in need of it, and therefore confer decided superiority. He who is without them only knows what he should have done or said when the opportunity has passed. It is very appropriately said of him who is violently moved, i.e., whose will is so strongly excited that it destroys the purity of the function of the intellect, he is disarmed; for the correct knowledge of the circumstances and relations is our defence and weapon in the conflict with things and with men.
In this sense Balthazar Gracian says: “Es la passion enemiga declarada de la cordura” (Passion is the declared enemy of prudence). If now the intellect were not something completely different from the will, but, as has been hitherto supposed, knowing and willing had the same root, and were equally original functions of an absolutely simple nature, then with the rousing and heightening of the will, in which the emotion consists, the intellect would necessarily also be heightened; but, as we have seen, it is rather hindered and depressed by this; whence the ancients called emotion animi perturbatio. The intellect is really like the reflecting surface of water, but the water itself is like the will, whose disturbance therefore at once destroys the clearness of that mirror and the distinctness of its images.
The organism is the will itself, is embodied will, i.e., will objectively perceived in the brain. Therefore many of its functions, such as respiration, circulation, secretion of bile, and muscular power, are heightened and accelerated by the pleasurable, and in general the healthy, emotions. The intellect, on the other hand, is the mere function of the brain, which is only nourished and supported by the organism as a parasite. Therefore every perturbation of the will, and with it of the organism, must disturb and paralyse the function of the brain, which exists for itself and for no other wants than its own, which are simply rest and nourishment.
But this disturbing influence of the activity of the will upon the intellect can be shown, not only in the perturbations brought about by emotions, but also in many other, more gradual, and therefore more lasting falsifications of thought by our inclinations. Hope makes us regard what we wish, and fear what we are apprehensive of, as probable and near, and both exaggerate their object. Plato (according to Ælian, V.H., 13, 28) very beautifully called hope the dream of the waking. Its nature lies in this, that the will, when its servant the intellect is not able to produce what it wishes, obliges it at least to picture it before it, in general to undertake the roll of comforter, to appease its lord with fables, as a nurse a child, and so to dress these out that they gain an appearance of likelihood. Now in this the intellect must do violence to its own nature, which aims at the truth, for it compels it, contrary to its own laws, to regard as true things which are neither true nor probable, and often scarcely possible, only in order to appease, quiet, and send to sleep for a while the restless and unmanageable will. Here we see clearly who is master and who is servant. Many may well have observed that if a matter which is of importance to them may turn out in several different ways, and they have419 brought all of these into one disjunctive judgment which in their opinion is complete, the actual result is yet quite another, and one wholly unexpected by them: but perhaps they will not have considered this, that this result was then almost always the one which was unfavourable to them.
The explanation of this is, that while their intellect intended to survey the possibilities completely, the worst of all remained quite invisible to it; because the will, as it were, covered it with its hand, that is, it so mastered the intellect that it was quite incapable of glancing at the worst case of all, although, since it actually came to pass, this was also the most probable case. Yet in very melancholy dispositions, or in those that have become prudent through experience like this, the process is reversed, for here apprehension plays the part which was formerly played by hope. The first appearance of danger throws them into groundless anxiety. If the intellect begins to investigate the matter it is rejected as incompetent, nay, as a deceitful sophist, because the heart is to be believed, whose fears are now actually allowed to pass for arguments as to the reality and greatness of the danger. So then the intellect dare make no search for good reasons on the other side, which, if left to itself, it would soon recognise, but is obliged at once to picture to them the most unfortunate issue, even if it itself can scarcely think this issue possible: “Such as we know is false, yet dread in sooth, Because the worst is ever nearest truth.” —BYRON (Lara, c. 1). Love and hate falsify our judgment entirely. In our enemies we see nothing but faults—in our loved ones nothing but excellences, and even their faults appear to us amiable. Our interest, of whatever kind it may be, exercises a like secret power over our judgment; what is in conformity with it at once seems to us fair, just, and reasonable; what runs contrary to it presents itself to us, in perfect seriousness, as unjust and outrageous, or injudicious and absurd.
Hence so many prejudices of position, profession, nationality, sect, and religion. A conceived hypothesis gives us lynx-eyes for all that confirms it, and makes us blind to all that contradicts it. What is opposed to our party, our plan, our wish, our hope, we often cannot comprehend and grasp at all, while it is clear to every one else; but what is favourable to these, on the other hand, strikes our eye from afar. What the heart opposes the head will not admit. We firmly retain many errors all through life, and take care never to examine their ground, merely from a fear, of which we ourselves are conscious, that we might make the discovery that we had so long believed and so often asserted what is false.
Thus then is the intellect daily befooled and corrupted by the impositions of inclination. This has been very beautifully expressed by Bacon of Verulam in the words: Intellectus LUMINIS SICCI non est; sed recipit infusionem a voluntate et affectibus: id quod generat ad quod vult scientias: quod enim mavult homo, id potius credit. Innumeris modis, iisque interdum imperceptibilibus, affectus intellectum imbuit et inficit (Org. Nov., i. 14). Clearly it is also this that opposes all new fundamental opinions in the sciences and all refutations of sanctioned errors, for one will not easily see the truth of that which convicts one of incredible want of thought. It is explicable, on this ground alone, that the truths of Goethe’s doctrine of colours, which are so clear and simple, are still denied by the physicists; and thus Goethe himself has had to learn what a much harder position one has if one promises men instruction than if one promises them amusement. Hence it is much more fortunate to be born a poet than a philosopher. But the more obstinately an error was held by the other side, the more shameful does the conviction afterwards become. In the case of an overthrown system, as in the case of a conquered army, the most prudent is he who first runs away from it. A trifling and absurd, but striking example of that mysterious421 and immediate power which the will exercises over the intellect, is the fact that in doing accounts we make mistakes much oftener in our own favour than to our disadvantage, and this without the slightest dishonest intention, merely from the unconscious tendency to diminish our Debit and increase our Credit. Lastly, the fact is also in point here, that when advice is given the slightest aim or purpose of the adviser generally outweighs his insight, however great it may be; therefore we dare not assume that he speaks from the latter when we suspect the existence of the former. How little perfect sincerity is to be expected even from otherwise honest persons whenever their interests are in any way concerned we can gather from the fact that we so often deceive ourselves when hope bribes us, or fear befools us, or suspicion torments us, or vanity flatters us, or an hypothesis blinds us, or a small aim which is close at hand injures a greater but more distant one; for in this we see the direct and unconscious disadvantageous influence of the will upon knowledge. Accordingly it ought not to surprise us if in asking advice the will of the person asked directly dictates the answer even before the question could penetrate to the forum of his judgment.
I wish in a single word to point out here what will be fully explained in the following book, that the most perfect knowledge, thus the purely objective comprehension of the world, i.e., the comprehension of genius, is conditioned by a silence of the will so profound that while it lasts even the individuality vanishes from consciousness and the man remains as the pure subject of knowing, which is the correlative of the Idea.
The disturbing influence of the will upon the intellect, which is proved by all these phenomena, and, on the other hand, the weakness and frailty of the latter, on account of which it is incapable of working rightly whenever the will is in any way moved, gives us then another proof that the will is the radical part of our nature, and acts with original power, while the intellect, as adventitious and in many ways conditioned, can only act in a subordinate and conditional manner.
There is no direct disturbance of the will by the intellect corresponding to the disturbance and clouding of knowledge by the will that has been shown. Indeed we cannot well conceive such a thing. No one will wish to construe as such the fact that motives wrongly taken up lead the will astray, for this is a fault of the intellect in its own function, which is committed quite within its own province, and the influence of which upon the will is entirely indirect. It would be plausible to attribute irresolution to this, for in its case, through the conflict of the motives which the intellect presents to the will, the latter is brought to a standstill, thus is hindered. But when we consider it more closely, it becomes very clear that the cause of this hindrance does not lie in the activity of the intellect as such, but entirely in external objects which are brought about by it, for in this case they stand in precisely such a relation to the will, which is here interested, that they draw it with nearly equal strength in different directions. This real cause merely acts through the intellect as the medium of motives, though certainly under the assumption that it is keen enough to comprehend the objects in their manifold relations. Irresolution, as a trait of character, is just as much conditioned by qualities of the will as of the intellect. It is certainly not peculiar to exceedingly limited minds, for their weak understanding does not allow them to discover such manifold qualities and relations in things, and moreover is so little fitted for the exertion of reflection and pondering these, and then the probable consequences of each step, that they rather decide at once according to the first impression, or according to some simple rule of conduct. The converse of this occurs in the case of persons of considerable understanding. Therefore, whenever such persons also possess a tender care for their own well-being, i.e., a very sensitive egoism, which constantly desires to come off well and always to be safe, this introduces a certain anxiety423 at every step, and thereby irresolution. This quality therefore indicates throughout not a want of understanding but a want of courage. Yet very eminent minds survey the relations and their probable developments with such rapidity and certainty, that if they are only supported by some courage they thereby acquire that quick decision and resolution that fits them to play an important part in the affairs of the world, if time and circumstances afford them the opportunity.
The only decided, direct restriction and disturbance which the will can suffer from the intellect as such may indeed be the quite exceptional one, which is the consequence of an abnormally preponderating development of the intellect, thus of that high endowment which has been defined as genius. This is decidedly a hindrance to the energy of the character, and consequently to the power of action. Hence it is not the really great minds that make historical characters, because they are capable of bridling and ruling the mass of men and carrying out the affairs of the world; but for this persons of much less capacity of mind are qualified when they have great firmness, decision, and persistency of will, such as is quite inconsistent with very high intelligence. Accordingly, where this very high intelligence exists we actually have a case in which the intellect directly restricts the will. 6. In opposition to the hindrances and restrictions which it has been shown the intellect suffers from the will, I wish now to show, in a few examples, how, conversely, the functions of the intellect are sometimes aided and heightened by the incitement and spur of the will; so that in this also we may recognise the primary nature of the one and the secondary nature of the other, and it may become clear that the intellect stands to the will in the relation of a tool.
A motive which affects us strongly, such as a yearning desire or a pressing need, sometimes raises the intellect to a degree of which we had not previously believed it capable.
Difficult circumstances, which impose upon us the necessity of certain achievements, develop entirely new talents in us, the germs of which were hidden from us, and for which we did not credit ourselves with any capacity. The understanding of the stupidest man becomes keen when objects are in question that closely concern his wishes; he now observes, weighs, and distinguishes with the greatest delicacy even the smallest circumstances that have reference to his wishes or fears. This has much to do with the cunning of half-witted persons, which is often remarked with surprise. On this account Isaiah rightly says, vexatio dat intellectum, which is therefore also used as a proverb. Akin to it is the German proverb, “Die Noth ist die Mutter der Künste” (“Necessity is the mother of the arts”); when, however, the fine arts are to be excepted, because the heart of every one of their works, that is, the conception, must proceed from a perfectly will-less, and only thereby purely objective, perception, if they are to be genuine. Even the understanding of the brutes is increased considerably by necessity, so that in cases of difficulty they accomplish things at which we are astonished. For example, they almost all calculate that it is safer not to run away when they believe they are not seen; therefore the hare lies still in the furrow of the field and lets the sportsman pass close to it; insects, when they cannot escape, pretend to be dead, &c. We may obtain a fuller knowledge of this influence from the special history of the self-education of the wolf, under the spur of the great difficulty of its position in civilised Europe; it is to be found in the second letter of Leroy’s excellent book, “Lettres sur l’intelligence et la perfectibilité des animaux.” Immediately afterwards, in the third letter, there follows the high school of the fox, which in an equally difficult position has far less physical strength. In its case, however, this is made up for by great understanding; yet only through the constant struggle with want on the one hand and danger on the other, thus under the spur of the will, does it attain that high degree of cunning which distinguishes it especially in old age. In all these enhancements of the intellect the will plays425 the part of a rider who with the spur urges the horse beyond the natural measure of its strength.
In the same way the memory is enhanced through the pressure of the will. Even if it is otherwise weak, it preserves perfectly what has value for the ruling passion. The lover forgets no opportunity favourable to him, the ambitious man forgets no circumstance that can forward his plans, the avaricious man never forgets the loss he has suffered, the proud man never forgets an injury to his honour, the vain man remembers every word of praise and the most trifling distinction that falls to his lot. And this also extends to the brutes: the horse stops at the inn where once long ago it was fed; dogs have an excellent memory for all occasions, times, and places that have afforded them choice morsels; and foxes for the different hiding-places in which they have stored their plunder.
Self-consideration affords opportunity for finer observations in this regard. Sometimes, through an interruption, it has entirely escaped me what I have just been thinking about, or even what news I have just heard. Now if the matter had in any way even the most distant personal interest, the after-feeling of the impression which it made upon the will has remained. I am still quite conscious how far it affected me agreeably or disagreeably, and also of the special manner in which this happened, whether, even in the slightest degree, it vexed me, or made me anxious, or irritated me, or depressed me, or produced the opposite of these affections. Thus the mere relation of the thing to my will is retained in the memory after the thing itself has vanished, and this often becomes the clue to lead us back to the thing itself. The sight of a man sometimes affects us in an analogous manner, for we remember merely in general that we have had something to do with him, yet without knowing where, when, or what it was, or who he is. But the sight of him still recalls pretty accurately the feeling which our dealings with him excited in us, whether it was agreeable or disagreeable, and also in what degree and in what way.
Thus our memory has preserved only the response of the will, and not that which called it forth. We might call what lies at the foundation of this process the memory of the heart; it is much more intimate than that of the head. Yet at bottom the connection of the two is so far-reaching that if we reflect deeply upon the matter we will arrive at the conclusion that memory in general requires the support of a will as a connecting point, or rather as a thread upon which the memories can range themselves, and which holds them firmly together, or that the will is, as it were, the ground to which the individual memories cleave, and without which they could not last; and that therefore in a pure intelligence, i.e., in a merely knowing and absolutely will-less being, a memory cannot well be conceived. Accordingly the improvement of the memory under the spur of the ruling passion, which has been shown above, is only the higher degree of that which takes place in all retention and recollection; for its basis and condition is always the will. Thus in all this also it becomes clear how very much more essential to us the will is than the intellect. The following facts may also serve to confirm this.
The intellect often obeys the will; for example, if we wish to remember something, and after some effort succeed; so also if we wish now to ponder something carefully and deliberately, and in many such cases. Sometimes, again, the intellect refuses to obey the will; for example, if we try in vain to fix our minds upon something, or if we call in vain upon the memory for something that was intrusted to it. The anger of the will against the intellect on such occasions makes its relation to it and the difference of the two very plain. Indeed the intellect, vexed by this anger, sometimes officiously brings what was asked of it hours afterwards, or even the following morning, quite unexpectedly and unseasonably. On the other hand, the will never really obeys the intellect; but the latter is only the ministerial council of that sovereign; it presents all kinds of things to the will, which then selects what is in conformity427 with its nature, though in doing so it determines itself with necessity, because this nature is unchangeable and the motives now lie before it. Hence no system of ethics is possible which moulds and improves the will itself. For all teaching only affects knowledge, and knowledge never determines the will itself, i.e., the fundamental character of willing, but only its application to the circumstances present. Rectified knowledge can only modify conduct so far as it proves more exactly and judges more correctly what objects of the will’s choice are within its reach; so that the will now measures its relation to things more correctly, sees more clearly what it desires, and consequently is less subject to error in its choice. But over the will itself, over the main tendency or fundamental maxim of it, the intellect has no power. To believe that knowledge really and fundamentally determines the will is like believing that the lantern which a man carries by night is the primum mobile of his steps. Whoever, taught by experience or the admonitions of others, knows and laments a fundamental fault of his character, firmly and honestly forms the intention to reform and give it up; but in spite of this, on the first opportunity, the fault receives free course. New repentance, new intentions, new transgressions. When this has been gone through several times he becomes conscious that he cannot improve himself, that the fault lies in his nature and personality, indeed is one with this. Now he will blame and curse his nature and personality, will have a painful feeling, which may rise to anguish of consciousness, but to change these he is not able. Here we see that which condemns and that which is condemned distinctly separate: we see the former as a merely theoretical faculty, picturing and presenting the praiseworthy, and therefore desirable, course of life, but the other as something real and unchangeably present, going quite a different way in spite of the former: and then again the first remaining behind with impotent lamentations over the nature of the other, with which, through this very distress, it again identifies itself. Will and intellect here separate very distinctly.
But here the will shows itself as the stronger, the invincible, unchangeable, primitive, and at the same time as the essential thing in question, for the intellect deplores its errors, and finds no comfort in the correctness of the knowledge, as its own function. Thus the intellect shows itself entirely secondary, as the spectator of the deeds of another, which it accompanies with impotent praise and blame, and also as determinable from without, because it learns from experience, weighs and alters its precepts. Special illustrations of this subject will be found in the “Parerga,” vol. ii. § 118 (second ed., § 119.) Accordingly, a comparison of our manner of thinking at different periods of our life will present a strange mixture of permanence and changeableness. On the one hand, the moral tendency of the man in his prime and the old man is still the same as was that of the boy; on the other hand, much has become so strange to him that he no longer knows himself, and wonders how he ever could have done or said this and that. In the first half of life to-day for the most part laughs at yesterday, indeed looks down on it with contempt; in the second half, on the contrary, it more and more looks back at it with envy. But on closer examination it will be found that the changeable element was the intellect, with its functions of insight and knowledge, which, daily appropriating new material from without, presents a constantly changing system of thought, while, besides this, it itself rises and sinks with the growth and decay of the organism. The will, on the contrary, the basis of this, thus the inclinations, passions, and emotions, the character, shows itself as what is unalterable in consciousness. Yet we have to take account of the modifications that depend upon physical capacities for enjoyment, and hence upon age. Thus, for example, the eagerness for sensuous pleasure will show itself in childhood as a love of dainties, in youth and manhood as the tendency to sensuality, and in old age again as a love of dainties. 7. If, as is generally assumed, the will proceeded from knowledge, as its result or product, then where there is much will429 there would necessarily also be much knowledge, insight, and understanding. This, however, is absolutely not the case; rather, we find in many men a strong, i.e., decided, resolute, persistent, unbending, wayward, and vehement will, combined with a very weak and incapable understanding, so that every one who has to do with them is thrown into despair, for their will remains inaccessible to all reasons and ideas, and is not to be got at, so that it is hidden, as it were, in a sack, out of which it wills blindly. Brutes have often violent, often stubborn wills, but yet very little understanding. Finally, plants only will without any knowledge at all.
If willing sprang merely from knowledge, our anger would necessarily be in every case exactly proportionate to the occasion, or at least to our relation to it, for it would be nothing more than the result of the present knowledge. This, however, is rarely the case; rather, anger generally goes far beyond the occasion. Our fury and rage, the furor brevis, often upon small occasions, and without error regarding them, is like the raging of an evil spirit which, having been shut up, only waits its opportunity to dare to break loose, and now rejoices that it has found it. This could not be the case if the foundation of our nature were a knower, and willing were merely a result of knowledge; for how came there into the result what did not lie in the elements? The conclusion cannot contain more than the premisses. Thus here also the will shows itself as of a nature quite different from knowledge, which only serves it for communication with the external world, but then the will follows the laws of its own nature without taking from the intellect anything but the occasion.
The intellect, as the mere tool of the will, is as different from it as the hammer from the smith. So long as in a conversation the intellect alone is active it remains cold. It is almost as if the man himself were not present. Moreover, he cannot then, properly speaking, compromise himself, but at the most can make himself ridiculous. Only when the will comes into play is the man really [443]430 The World As Will And Idea (Vol. 2 of 3) present: now he becomes warm, nay, it often happens, hot. It is always the will to which we ascribe the warmth of life; on the other hand, we say the cold understanding, or to investigate a thing coolly, i.e., to think without being influenced by the will. If we attempt to reverse the relation, and to regard the will as the tool of the intellect, it is as if we made the smith the tool of the hammer. [444] Nothing is more provoking, when we are arguing against a man with reasons and explanations, and taking all pains to convince him, under the impression that we have only to do with his understanding, than to discover at last that he will not understand; that thus we had to do with his will, which shuts itself up against the truth and brings into the field wilful misunderstandings, chicaneries, and sophisms in order to intrench itself behind its understanding and its pretended want of insight. Then he is certainly not to be got at, for reasons and proofs applied against the will are like the blows of a phantom produced by mirrors against a solid body. Hence the saying so often repeated, “Stat pro ratione voluntas.” Sufficient evidence of what has been said is afforded by ordinary life. But unfortunately proofs of it are also to be found on the path of the sciences. The recognition of the most important truths, of the rarest achievements, will be looked for in vain from those who have an interest in preventing them from being accepted, an interest which either springs from the fact that such truths contradict what they themselves daily teach, or else from this, that they dare not make use of them and teach them; or if all this be not the case they will not accept them, because the watchword of mediocrity will always be, Si quelqu’un excelle parmi nous, qu’il aille exceller ailleurs, as Helvetius has admirably rendered the saying of the Ephesian in the fifth book of Cicero’s “Tusculanæ” (c. 36), or as a saying of the Abyssinian Fit Arari puts it, “Among quartzes adamant is outlawed.” Thus whoever expects from this always numerous band a just estimation of what he has done will find himself very431 much deceived, and perhaps for a while he will not be able to understand their behaviour, till at last he finds out that while he applied himself to knowledge he had to do with the will, thus is precisely in the position described above, nay, is really like a man who brings his case before a court the judges of which have all been bribed. Yet in particular cases he will receive the fullest proof that their will and not their insight opposed him, when one or other of them makes up his mind to plagiarism. Then he will see with astonishment what good judges they are, what correct perception of the merit of others they have, and how well they know how to find out the best, like the sparrows, who never miss the ripest cherries. The counterpart of the victorious resistance of the will to knowledge here set forth appears if in expounding our reasons and proofs we have the will of those addressed with us. Then all are at once convinced, all arguments are telling, and the matter is at once clear as the day. This is well known to popular speakers. In the one case, as in the other, the will shows itself as that which has original power, against which the intellect can do nothing. 8. But now we shall take into consideration the individual qualities, thus excellences and faults of the will and character on the one hand, and of the intellect on the other, in order to make clear, in their relation to each other, and their relative worth, the complete difference of the two fundamental faculties. History and experience teach that the two appear quite independently of each other. That the greatest excellence of mind will not easily be found combined with equal excellence of character is sufficiently explained by the extraordinary rarity of both, while their opposites are everywhere the order of the day; hence we also daily find the latter in union. However, we never infer a good will from a superior mind, nor the latter from the former, nor the opposite from the opposite, but every unprejudiced person accepts them as perfectly distinct qualities, the presence of which each for itself has to be learned from experience. [445]432 [446] The World As Will And Idea (Vol. 2 of 3) Great narrowness of mind may coexist with great goodness of heart, and I do not believe Balthazar Gracian was right in saying (Discreto, p. 406), “No ay simple, que no sea malicioso” (“There is no simpleton who would not be malicious”), though he has the Spanish proverb in his favour, “Nunca la necedad anduvo sin malicia” (“Stupidity is never without malice”). Yet it may be that many stupid persons become malicious for the same reason as many hunchbacks, from bitterness on account of the neglect they have suffered from nature, and because they think they can occasionally make up for what they lack in understanding through malicious cunning, seeking in this a brief triumph. From this, by the way, it is also comprehensible why almost every one easily becomes malicious in the presence of a very superior mind. On the other hand, again, stupid people have very often the reputation of special good-heartedness, which yet so seldom proves to be the case that I could not help wondering how they had gained it, till I was able to flatter myself that I had found the key to it in what follows. Moved by a secret inclination, every one likes best to choose for his more intimate intercourse some one to whom he is a little superior in understanding, for only in this case does he find himself at his ease, because, according to Hobbes, “Omnis animi voluptas, omnisgue alacritas in eo sita est, quod quis habeat, quibuscum conferens se, possit magnifice sentire de se ipso” (De Cive, i. 5). For the same reason every one avoids him who is superior to himself; wherefore Lichtenberg quite rightly observes: “To certain men a man of mind is a more odious production than the most pronounced rogue.” And similarly Helvetius says: “Les gens médiocres ont un instinct sûr et prompt, pour connaître et fuir les gens d’esprit.” And Dr. Johnson assures us that “there is nothing by which a man exasperates most people more than by displaying a superior ability of brilliancy in conversation. They seem pleased at the time, but their envy makes them curse him in their hearts” (Boswell; aet. anno 74). In order to bring this truth, so universal433 and so carefully concealed, more relentlessly to light, I add the expression of it by Merck, the celebrated friend of Goethe’s youth, from his story “Lindor:” “He possessed talents which were given him by nature and acquired by himself through learning; and thus it happened that in most society he left the worthy members of it far behind.” If, in the moment of delight at the sight of an extraordinary man, the public swallows these superiorities also, without actually at once putting a bad construction upon them, yet a certain impression of this phenomenon remains behind, which, if it is often repeated, may on serious occasions have disagreeable future consequences for him who is guilty of it. Without any one consciously noting that on this occasion he was insulted, no one is sorry to place himself tacitly in the way of the advancement of this man. Thus on this account great mental superiority isolates more than anything else, and makes one, at least silently, hated. Now it is the opposite of this that makes stupid people so generally liked; especially since many can only find in them what, according to the law of their nature referred to above, they must seek. Yet this the true reason of such an inclination no one will confess to himself, still less to others; and therefore, as a plausible pretext for it, will impute to those he has selected a special goodness of heart, which, as we have said, is in reality only very rarely and accidentally found in combination with mental incapacity. Want of understanding is accordingly by no means favourable or akin to goodness of character. But, on the other hand, it cannot be asserted that great understanding is so; nay, rather, no scoundrel has in general been without it. Indeed even the highest intellectual eminence can coexist with the worst moral depravity. An example of this is afforded by Bacon of Verulam: “Ungrateful, filled with the lust of power, wicked and base, he at last went so far that, as Lord Chancellor and the highest judge of the realm, he frequently allowed himself to be bribed in civil actions. Impeached before his peers, he confessed himself guilty, was expelled by them from the House of Lords, and [447]434 The World As Will And Idea (Vol. 2 of 3) condemned to a fine of forty thousand pounds and imprisonment in the Tower” (see the review of the latest edition of Bacon’s Works in the Edinburgh Review, August 1837). Hence also Pope called him “the wisest, brightest, meanest of mankind” (“Essay on Man,” iv. 282). A similar example is afforded by the historian Guicciardini, of whom Rosini says in the Notizie Storiche, drawn from good contemporary sources, which is given in his historical romance “Luisa Strozzi:” “Da coloro, che pongono l’ingegno e il sapere al di sopra di tutte le umane qualità, questo uomo sarà riguardato come fra i più grandi del suo secolo: ma da quelli, che reputano la virtù dovere andare innanzi a tutto, non potra esecrarsi abbastanza la sua memoria. Esso fu il più crudele fra i cittadini a perseguitare, uccidere e confinare,” &c.32 [448] If now it is said of one man, “He has a good heart, though a bad head,” but of another, “He has a very good head, yet a bad heart,” every one feels that in the first case the praise far outweighs the blame—in the other case the reverse. Answering to this, we see that if some one has done a bad deed his friends and he himself try to remove the guilt from the will to the intellect, and to give out that faults of the heart were faults of the head; roguish tricks they will call errors, will say they were merely want of understanding, want of reflection, light-mindedness, folly; nay, if need be, they will plead a paroxysm, momentary mental aberration, and if a heavy crime is in question, even madness, only in order to free the will from the guilt. And in the same way, we ourselves, if we have caused a misfortune or injury, will before others and ourselves willingly impeach our stultitia, simply in order to escape the reproach of malitia. In the same way, in the case of the equally unjust decision of the judge, the 32 By those who place mind and learning above all other human qualities this man will be reckoned the greatest of his century. But by those who let virtue take precedence of everything else his memory can never be execrated enough. He was the cruelest of the citizens in persecuting, putting to death, and banishing.435 difference, whether he has erred or been bribed, is so infinitely great. All this sufficiently proves that the will alone is the real and essential, the kernel of the man, and the intellect is merely its tool, which may be constantly faulty without the will being concerned. The accusation of want of understanding is, at the moral judgment-seat, no accusation at all; on the contrary, it even gives privileges. And so also, before the courts of the world, it is everywhere sufficient to deliver a criminal from all punishment that his guilt should be transferred from his will to his intellect, by proving either unavoidable error or mental derangement, for then it is of no more consequence than if hand or foot had slipped against the will. I have fully discussed this in the appendix, “Ueber die Intellektuelle Freiheit,” to my prize essay on the freedom of the will, to which I refer to avoid repetition. Everywhere those who are responsible for any piece of work appeal, in the event of its turning out unsatisfactorily, to their good intentions, of which there was no lack. Hereby they believe that they secure the essential, that for which they are properly answerable, and their true self; the inadequacy of their faculties, on the other hand, they regard as the want of a suitable tool. If a man is stupid, we excuse him by saying that he cannot help it; but if we were to excuse a bad man on the same grounds we would be laughed at. And yet the one, like the other, is innate. This proves that the will is the man proper, the intellect merely its tool. Thus it is always only our willing that is regarded as depending upon ourselves, i.e., as the expression of our true nature, and for which we are therefore made responsible. Therefore it is absurd and unjust if we are taken to task for our beliefs, thus for our knowledge: for we are obliged to regard this as something which, although it changes in us, is as little in our power as the events of the external world. And here, also, it is clear that the will alone is the inner and true nature of man; the intellect, on the contrary, with its operations, which go on as regularly as the [449]436 [450] The World As Will And Idea (Vol. 2 of 3) external world, stands to the will in the relation of something external to it, a mere tool. High mental capacities have always been regarded as the gift of nature or the gods; and on that account they have been called Gaben, Begabung, ingenii dotes, gifts (a man highly gifted), regarding them as something different from the man himself, something that has fallen to his lot through favour. No one, on the contrary, has ever taken this view of moral excellences, although they also are innate; they have rather always been regarded as something proceeding from the man himself, essentially belonging to him, nay, constituting his very self. But it follows now from this that the will is the true nature of man; the intellect, on the other hand, is secondary, a tool, a gift. Answering to this, all religions promise a reward beyond life, in eternity, for excellences of the will or heart, but none for excellences of the head or understanding. Virtue expects its reward in that world; prudence hopes for it in this; genius, again, neither in this world nor in that; it is its own reward. Accordingly the will is the eternal part, the intellect the temporal. Connection, communion, intercourse among men is based, as a rule, upon relations which concern the will, not upon such as concern the intellect. The first kind of communion may be called the material, the other the formal. Of the former kind are the bonds of family and relationship, and further, all connections that rest upon any common aim or interest, such as that of trade or profession, of the corporation, the party, the faction, &c. In these it merely amounts to a question of views, of aims; along with which there may be the greatest diversity of intellectual capacity and culture. Therefore not only can any one live in peace and unity with any one else, but can act with him and be allied to him for the common good of both. Marriage also is a bond of the heart, not of the head. It is different, however, with merely formal communion, which aims only at an exchange of437 thought; this demands a certain equality of intellectual capacity and culture. Great differences in this respect place between man and man an impassable gulf: such lies, for example, between a man of great mind and a fool, between a scholar and a peasant, between a courtier and a sailor. Natures as heterogeneous as this have therefore trouble in making themselves intelligible so long as it is a question of exchanging thoughts, ideas, and views. Nevertheless close material friendship may exist between them, and they may be faithful allies, conspirators, or men under mutual pledges. For in all that concerns the will alone, which includes friendship, enmity, honesty, fidelity, falseness, and treachery, they are perfectly homogeneous, formed of the same clay, and neither mind nor culture make any difference here; indeed here the ignorant man often shames the scholar, the sailor the courtier. For at the different grades of culture there are the same virtues and vices, emotions and passions; and although somewhat modified in their expression, they very soon mutually recognise each other even in the most heterogeneous individuals, upon which the similarly disposed agree and the opposed are at enmity. Brilliant qualities of mind win admiration, but never affection; this is reserved for the moral, the qualities of the character. Every one will choose as his friend the honest, the good-natured, and even the agreeable, complaisant man, who easily concurs, rather than the merely able man. Indeed many will be preferred to the latter, on account of insignificant, accidental, outward qualities which just suit the inclination of another. Only the man who has much mind himself will wish able men for his society; his friendship, on the other hand, he will bestow with reference to moral qualities; for upon this depends his really high appreciation of a man in whom a single good trait of character conceals and expiates great want of understanding. The known goodness of a character makes us patient and yielding towards weaknesses of understanding, as also towards the dulness and childishness of age. A distinctly noble character along with the entire absence [451]438 [452] The World As Will And Idea (Vol. 2 of 3) of intellectual excellence and culture presents itself as lacking nothing; while, on the contrary, even the greatest mind, if affected with important moral faults, will always appear blamable. For as torches and fireworks become pale and insignificant in the presence of the sun, so intellect, nay, genius, and also beauty, are outshone and eclipsed by the goodness of the heart. When this appears in a high degree it can make up for the want of those qualities to such an extent that one is ashamed of having missed them. Even the most limited understanding, and also grotesque ugliness, whenever extraordinary goodness of heart declares itself as accompanying them, become as it were transfigured, outshone by a beauty of a higher kind, for now a wisdom speaks out of them before which all other wisdom must be dumb. For goodness of heart is a transcendent quality; it belongs to an order of things that reaches beyond this life, and is incommensurable with any other perfection. When it is present in a high degree it makes the heart so large that it embraces the world, so that now everything lies within it, no longer without; for it identifies all natures with its own. It then extends to others also that boundless indulgence which otherwise each one only bestows on himself. Such a man is incapable of becoming angry; even if the malicious mockery and sneers of others have drawn attention to his own intellectual or physical faults, he only reproaches himself in his heart for having been the occasion of such expressions, and therefore, without doing violence to his own feelings, proceeds to treat those persons in the kindest manner, confidently hoping that they will turn from their error with regard to him, and recognise themselves in him also. What is wit and genius against this?—what is Bacon of Verulam? Our estimation of our own selves leads to the same result as we have here obtained by considering our estimation of others. How different is the self-satisfaction which we experience in a moral regard from that which we experience in an intellectual regard! The former arises when, looking back on our conduct, we see that439 with great sacrifices we have practised fidelity and honesty, that we have helped many, forgiven many, have behaved better to others than they have behaved to us; so that we can say with King Lear, “I am a man more sinned against than sinning;” and to its fullest extent if perhaps some noble deed shines in our memory. A deep seriousness will accompany the still peace which such a review affords us; and if we see that others are inferior to us here, this will not cause us any joy, but we will rather deplore it, and sincerely wish that they were as we are. How entirely differently does the knowledge of our intellectual superiority affect us! Its ground bass is really the saying of Hobbes quoted above: Omnis animi voluptas, omnisque alacritas in eo sita est, quad quis habeat, quibuscum conferens se, possit magnifice sentire de se ipso. Arrogant, triumphant vanity, proud, contemptuous looking down on others, inordinate delight in the consciousness of decided and considerable superiority, akin to pride of physical advantages,—that is the result here. This opposition between the two kinds of self-satisfaction shows that the one concerns our true inner and eternal nature, the other a more external, merely temporal, and indeed scarcely more than a mere physical excellence. The intellect is in fact simply the function of the brain; the will, on the contrary, is that whose function is the whole man, according to his being and nature. If, looking without us, we reflect that A 21¿Â 2Á±ÇÅÂ, ! ́μ ÄμÇ1⁄2· 1⁄4±oÁ± (vita brevis, ars longa), and consider how the greatest and most beautiful minds, often when they have scarcely reached the summit of their power, and the greatest scholars, when they have only just attained to a thorough knowledge of their science, are snatched away by death, we are confirmed in this, that the meaning and end of life is not intellectual but moral. The complete difference between the mental and moral qualities displays itself lastly in the fact that the intellect suffers very important changes through time, while the will and character remain untouched by it. The new-born child has as yet no use [453]440 [454] The World As Will And Idea (Vol. 2 of 3) of its understanding, but obtains it within the first two months to the extent of perception and apprehension of the things in the external world—a process which I have described more fully in my essay, “Ueber das Sehn und die Farben,” p. 10 of the second (and third) edition. The growth of reason to the point of speech, and thereby of thought, follows this first and most important step much more slowly, generally only in the third year; yet the early childhood remains hopelessly abandoned to silliness and folly, primarily because the brain still lacks physical completeness, which, both as regards its size and texture, it only attains in the seventh year. But then for its energetic activity there is still wanting the antagonism of the genital system; it therefore only begins with puberty. Through this, however, the intellect has only attained to the capacity for its psychical improvement; this itself can only be won by practice, experience, and instruction. Thus as soon as the mind has escaped from the folly of childhood it falls into the snares of innumerable errors, prejudices, and chimeras, sometimes of the absurdest and crudest kind, which it obstinately sticks to, till experience gradually removes them, and many of them also are insensibly lost. All this takes many years to happen, so that one grants it majority indeed soon after the twentieth year, yet has placed full maturity, years of discretion, not before the fortieth year. But while this psychical education, resting upon help from without, is still in process of growth, the inner physical energy of the brain already begins to sink again. This has reached its real culminating point about the thirtieth year, on account of its dependence upon the pressure of blood and the effect of the pulsation upon the brain, and through this again upon the predominance of the arterial over the venous system, and the fresh tenderness of the brain fibre, and also on account of the energy of the genital system. After the thirty-fifth year a slight diminution of the physical energy of the brain becomes noticeable, which, through the gradually approaching predominance of the venous over the arterial system,441 and also through the increasing firmer and drier consistency of the brain fibre, more and more takes place, and would be much more observable if it were not that, on the other hand, the psychical perfecting, through exercise, experience, increase of knowledge, and acquired skill in the use of it, counteracts it—an antagonism which fortunately lasts to an advanced age, for the brain becomes more and more like a worn-out instrument. But yet the diminution of the original energy of the intellect, resting entirely upon organic conditions, continues, slowly indeed, but unceasingly: the faculty of original conception, the imagination, the plastic power, the memory, become noticeably weaker; and so it goes on step by step downwards into old age, garrulous, without memory, half-unconscious, and ultimately quite childish. The will, on the contrary, is not affected by all this becoming, this change and vicissitude, but is from beginning to end unalterably the same. Willing does not require to be learned like knowing, but succeeds perfectly at once. The new-born child makes violent movements, rages, and cries; it wills in the most vehement manner, though it does not yet know what it wills. For the medium of motives, the intellect, is not yet fully developed. The will is in darkness concerning the external world, in which its objects lie, and now rages like a prisoner against the walls and bars of his dungeon. But little by little it becomes light: at once the fundamental traits of universal human willing, and, at the same time, the individual modification of it here present, announce themselves. The already appearing character shows itself indeed at first in weak and uncertain outline, on account of the defective service of the intellect, which has to present it with motives; but to the attentive observer it soon declares its complete presence, and in a short time it becomes unmistakable. The characteristics appear which last through the whole of life; the principal tendencies of the will, the easily excited emotions, the ruling passion, declare themselves. Therefore the events at school stand to those of the future life for the most part as the [455]442 [456] The World As Will And Idea (Vol. 2 of 3) dumb-show in “Hamlet” that precedes the play to be given at the court, and foretells its content in the form of pantomime, stands to the play itself. But it is by no means possible to prognosticate in the same way the future intellectual capacities of the man from those shown in the boy; rather as a rule the ingenia præcocia, prodigies, turn out block-heads; genius, on the contrary, is often in childhood of slow conception, and comprehends with difficulty, just because it comprehends deeply. This is how it is that every one relates laughing and without reserve the follies and stupidities of his childhood. For example, Goethe, how he threw all the kitchen crockery out of the window (Dichtung und Wahrheit, vol. i. p. 7); for we know that all this only concerns what changes. On the other hand, a prudent man will not favour us with the bad features, the malicious or deceitful actions, of his youth, for he feels that they also bear witness to his present character. I have been told that when Gall, the phrenologist and investigator of man, had to put himself into connection with a man as yet unknown to him, he used to get him to speak about his youthful years and actions, in order, if possible, to gather from these the distinctive traits of his character; because this must still be the same now. This is the reason why we are indifferent to the follies and want of understanding of our youthful years, and even look back on them with smiling satisfaction, while the bad features of character even of that time, the ill-natured actions and the misdeeds then committed exist even in old age as inextinguishable reproaches, and trouble our consciences. Now, just as the character appears complete, so it remains unaltered to old age. The advance of age, which gradually consumes the intellectual powers, leaves the moral qualities untouched. The goodness of the heart still makes the old man honoured and loved when his head already shows the weaknesses which are the commencement of second childhood. Gentleness, patience, honesty, veracity, disinterestedness, philanthropy, &c., remain through the whole life, and are not lost through the weaknesses443 of old age; in every clear moment of the worn-out old man they come forth undiminished, like the sun from the winter clouds. And, on the other hand, malice, spite, avarice, hard- heartedness, infidelity, egoism, and baseness of every kind also remain undiminished to our latest years. We would not believe but would laugh at any one who said to us, “In former years I was a malicious rogue, but now I am an honest and noble-minded man.” Therefore Sir Walter Scott, in the “Fortunes of Nigel,” has shown very beautifully, in the case of the old usurer, how burning avarice, egoism, and injustice are still in their full strength, like a poisonous plant in autumn, when the intellect has already become childish. The only alterations that take place in our inclinations are those which result directly from the decrease of our physical strength, and with it of our capacities for enjoyment. Thus voluptuousness will make way for intemperance, the love of splendour for avarice, and vanity for ambition; just like the man who before he has a beard will wear a false one, and later, when his own beard has become grey, will dye it brown. Thus while all organic forces, muscular power, the senses, the memory, wit, understanding, genius, wear themselves out, and in old age become dull, the will alone remains undecayed and unaltered: the strength and the tendency of willing remains the same. Indeed in many points the will shows itself still more decided in age: thus, in the clinging to life, which, it is well known, increases; also in the firmness and persistency with regard to what it has once embraced, in obstinacy; which is explicable from the fact that the susceptibility of the intellect for other impressions, and thereby the movement of the will by motives streaming in upon it, has diminished. Hence the implacable nature of the anger and hate of old persons— “The young man’s wrath is like light straw on fire, But like red-hot steel is the old man’s ire.” [457]444 The World As Will And Idea (Vol. 2 of 3) —Old Ballad. [458] From all these considerations it becomes unmistakable to the more penetrating glance that, while the intellect has to run through a long series of gradual developments, but then, like everything physical, must encounter decay, the will takes no part in this, except so far as it has to contend at first with the imperfection of its tool, the intellect, and, again, at last with its worn-out condition, but itself appears perfect and remains unchanged, not subject to the laws of time and of becoming and passing away in it. Thus in this way it makes itself known as that which is metaphysical, not itself belonging to the phenomenal world. 9. The universally used and generally very well understood expressions heart and head have sprung from a true feeling of the fundamental distinction here in question; therefore they are also apt and significant, and occur in all languages. Nec cor nec caput habet, says Seneca of the Emperor Claudius (Ludus de morte Claudii Cæsaris, c. 8). The heart, this primum mobile of the animal life, has with perfect justice been chosen as the symbol, nay, the synonym, of the will, as the primary kernel of our phenomenon, and denotes this in opposition to the intellect, which is exactly identical with the head. All that, in the widest sense, is matter of the will, as wish, passion, joy, grief, goodness, wickedness, also what we are wont to understand under “Gemüth,” and what Homer expresses through Æ1»¿1⁄2 Ä¿Á, is attributed to the heart. Accordingly we say: He has a bad heart;—his heart is in the thing;—it comes from his heart;—it cut him to the heart;—it breaks his heart;—his heart bleeds;—the heart leaps for joy;—who can see the heart of man?—it is heart-rending, heart-crushing, heart- breaking, heart-inspiring, heart-touching;—he is good-hearted, hard-hearted, heartless, stout-hearted, faint-hearted, &c. &c. Quite specially, however, love affairs are called affairs of the445 heart, affaires de cœur; because the sexual impulse is the focus of the will, and the selection with reference to it constitutes the chief concern of natural, human volition, the ground of which I shall show in a full chapter supplementary to the fourth book. Byron in “Don Juan,” c. xi. v. 34, is satirical about love being to women an affair of the head instead of an affair of the heart. On the other hand, the head denotes everything that is matter of knowledge. Hence a man of head, a good head, a fine head, a bad head, to lose one’s head, to keep one’s head uppermost, &c. Heart and head signifies the whole man. But the head is always the second, the derived; for it is not the centre but the highest efflorescence of the body. When a hero dies his heart is embalmed, not his brain; on the other hand, we like to preserve the skull of the poet, the artist, and the philosopher. So Raphael’s skull was preserved in the Academia di S. Luca at Rome, though it has lately been proved not to be genuine; in Stockholm in 1820 the skull of Descartes was sold by auction.33 A true feeling of the real relation between will, intellect, and life is also expressed in the Latin language. The intellect is mens, 1⁄2¿ÅÂ; the will again is animus, which comes from anima, and this from ±1⁄2μ1⁄4É1⁄2. Anima is the life itself, the breath, ÈÅÇ·; but animus is the living principle, and also the will, the subject of inclinations, intentions, passions, emotions; hence also est mihi animus,—fert animus,—for “I have a desire to,” also animi causa, &c.; it is the Greek ̧Å1⁄4¿Â, the German “Gemüth,” thus the heart but not the head. Animi perturbatio is an emotion; mentis perturbatio would signify insanity. The predicate immortalis is attributed to animus, not to mens. All this is the rule gathered from the great majority of passages; though in the case of conceptions so nearly related it cannot but be that the words are sometimes interchanged. Under ÈÅÇ· the Greeks appear primarily and originally to have understood the vital force, 33 The Times of 18th October 1845; from the Athenæum. [459]446 The World As Will And Idea (Vol. 2 of 3) the living principle, whereby at once arose the dim sense that it must be something metaphysical, which consequently would not be reached by death. Among other proofs of this are the investigations of the relation between 1⁄2¿Å and ÈÅÇ· preserved by Stobæus (Ecl., Lib. i. c. 51, § 7, 8). [460] 10. Upon what depends the identity of the person? Not upon the matter of the body; it is different after a few years. Not upon its form, which changes as a whole and in all its parts; all but the expression of the glance, by which, therefore, we still know a man even after many years; which proves that in spite of all changes time produces in him something in him remains quite untouched by it. It is just this by which we recognise him even after the longest intervals of time, and find the former man entire. It is the same with ourselves, for, however old we become, we yet feel within that we are entirely the same as we were when we were young, nay, when we were still children. This, which unaltered always remains quite the same, and does not grow old along with us, is really the kernel of our nature, which does not lie in time. It is assumed that the identity of the person rests upon that of consciousness. But by this is understood merely the connected recollection of the course of life; hence it is not sufficient. We certainly know something more of our life than of a novel we have formerly read, yet only very little. The principal events, the interesting scenes, have impressed themselves upon us; in the remainder a thousand events are forgotten for one that has been retained. The older we become the more do things pass by us without leaving any trace. Great age, illness, injury of the brain, madness, may deprive us of memory altogether, but the identity of the person is not thereby lost. It rests upon the identical will and the unalterable character of the person. It is it also which makes the expression of the glance unchangeable. In the heart is the man, not in the head. It is true that, in consequence of our relation to the external world, we are accustomed to regard as our real self the subject of knowledge, the knowing I, which447 wearies in the evening, vanishes in sleep, and in the morning shines brighter with renewed strength. This is, however, the mere function of the brain, and not our own self. Our true self, the kernel of our nature, is what is behind that, and really knows nothing but willing and not willing, being content and not content, with all the modifications of this, which are called feelings, emotions, and passions. This is that which produces the other, does not sleep with it when it sleeps, and in the same way when it sinks in death remains uninjured. Everything, on the contrary, that belongs to knowledge is exposed to oblivion; even actions of moral significance can sometimes, after years, be only imperfectly recalled, and we no longer know accurately and in detail how we acted on a critical occasion. But the character itself, to which the actions only testify, cannot be forgotten by us; it is now still quite the same as then. The will itself, alone and for itself, is permanent, for it alone is unchangeable, indestructible, not growing old, not physical, but metaphysical, not belonging to the phenomenal appearance, but to that itself which so appears. How the identity of consciousness also, so far as it goes, depends upon it I have shown above in chapter 15, so I need not dwell upon it further here. 11. Aristotle says in passing, in his book on the comparison of the desirable, “To live well is better than to live” (2μ»Ä1¿1⁄2 ĿжÃ1⁄2 Ä¿ μÅ ¶Ã1⁄2, Top. iii. 2). From this we might infer, by double contraposition, not to live is better than to live badly. This is also evident to the intellect; yet the great majority live very badly rather than not at all. This clinging to life cannot therefore have its ground in the object of life, since life, as was shown in the fourth book, is really a constant suffering, or at the least, as will be shown further on in the 28th chapter, a business which does not cover its expenses; thus that clinging to life can only be founded in the subject of it. But it is not founded in the intellect, it is no result of reflection, and in general is not a matter of choice; but this willing of life is something [461]448 [462] The World As Will And Idea (Vol. 2 of 3) that is taken for granted: it is a prius of the intellect itself. We ourselves are the will to live, and therefore we must live, well or ill. Only from the fact that this clinging to a life which is so little worth to them is entirely a priori and not a posteriori can we explain the excessive fear of death that dwells in every living thing, which Rochefoucauld has expressed in his last reflection, with rare frankness and naïveté, and upon which the effect of all tragedies and heroic actions ultimately rest, for it would be lost if we prized life only according to its objective worth. Upon this inexpressible horror mortis is also founded the favourite principle of all ordinary minds, that whosoever takes his own life must be mad; yet not less the astonishment, mingled with a certain admiration, which this action always excites even in thinking minds, because it is so opposed to the nature of all living beings that in a certain sense we are forced to admire him who is able to perform it. For suicide proceeds from a purpose of the intellect, but our will to live is a prius of the intellect. Thus this consideration also, which will be fully discussed in chapter 28, confirms the primacy of the will in self-consciousness. 12. On the other hand, nothing proves more clearly the secondary, dependent, conditioned nature of the intellect than its periodical intermittance. In deep sleep all knowing and forming of ideas ceases. But the kernel of our nature, the metaphysical part of it which the organic functions necessarily presuppose as their primum mobile, must never pause if life is not to cease, and, moreover, as something metaphysical and therefore incorporeal, it requires no rest. Therefore the philosophers who set up a soul as this metaphysical kernel, i.e., an originally and essentially knowing being, see themselves forced to the assertion that this soul is quite untiring in its perceiving and knowing, therefore continues these even in deep sleep; only that we have no recollection of this when we awake. The falseness of this assertion, however, was easy to see whenever one had rejected that soul in consequence of Kant’s teaching. For sleep and449 waking prove to the unprejudiced mind in the clearest manner that knowing is a secondary function and conditioned by the organism, just like any other. Only the heart is untiring, because its beating and the circulation of the blood are not directly conditioned by nerves, but are just the original manifestation of the will. Also all other physiological functions governed merely by ganglionic nerves, which have only a very indirect and distant connection with the brain, are carried on during sleep, although the secretions take place more slowly; the beating of the heart itself, on account of its dependence upon respiration, which is conditioned by the cerebral system (medulla oblongata), becomes with it a little slower. The stomach is perhaps most active in sleep, which is to be attributed to its special consensus with the now resting brain, which occasions mutual disturbances. The brain alone, and with it knowing, pauses entirely in deep sleep. For it is merely the minister of foreign affairs, as the ganglion system is the minister of the interior. The brain, with its function of knowing, is only a vedette established by the will for its external ends, which, up in the watch-tower of the head, looks round through the windows of the senses and marks where mischief threatens and where advantages are to be looked for, and in accordance with whose report the will decides. This vedette, like every one engaged on active service, is then in a condition of strain and effort, and therefore it is glad when, after its watch is completed, it is again withdrawn, as every watch gladly retires from its post. This withdrawal is going to sleep, which is therefore so sweet and agreeable, and to which we are so glad to yield; on the other hand, being roused from sleep is unwelcome, because it recalls the vedette suddenly to its post. One generally feels also after the beneficent systole the reappearance of the difficult diastole, the reseparation of the intellect from the will. A so-called soul, which was originally and radically a knowing being, would, on the contrary, necessarily feel on awaking like a fish put back into water. In sleep, when [463]450 [464] The World As Will And Idea (Vol. 2 of 3) merely the vegetative life is carried on, the will works only according to its original and essential nature, undisturbed from without, with no diminution of its power through the activity of the brain and the exertion of knowing, which is the heaviest organic function, yet for the organism merely a means, not an end; therefore, in sleep the whole power of the will is directed to the maintenance and, where it is necessary, the improvement of the organism. Hence all healing, all favourable crises, take place in sleep; for the vis naturæ medicatrix has free play only when it is delivered from the burden of the function of knowledge. The embryo which has still to form the body therefore sleeps continuously, and the new-born child the greater part of its time. In this sense Burdach (Physiologie, vol. iii. p. 484) quite rightly declares sleep to be the original state. With reference to the brain itself, I account to myself for the necessity of sleep more fully through an hypothesis which appears to have been first set up in Neumann’s book, “Von den Krankheiten des Menschen,” 1834, vol. 4, § 216. It is this, that the nutrition of the brain, thus the renewal of its substance from the blood, cannot go on while we are awake, because the very eminent organic function of knowing and thinking would be disturbed or put an end to by the low and material function of nutrition. This explains the fact that sleep is not a purely negative condition, a mere pausing of the activity of the brain, but also shows a positive character. This makes itself known through the circumstance that between sleep and waking there is no mere difference of degree, but a fixed boundary, which, as soon as sleep intervenes, declares itself in dreams which are completely different from our immediately preceding thoughts. A further proof of this is that when we have dreams which frighten us we try in vain to cry out, or to ward off attacks, or to shake off sleep; so that it is as if the connecting-link between the brain and the motor nerves, or between the cerebrum and the cerebellum (as the regulator of movements) were abolished; for the brain remains in451 its isolation and sleep holds us fast as with brazen claws. Finally, the positive character of sleep can be seen in the fact that a certain degree of strength is required for sleeping. Therefore too great fatigue or natural weakness prevent us from seizing it, capere somnum. This may be explained from the fact that the process of nutrition must be introduced if sleep is to ensue: the brain must, as it were, begin to feed. Moreover, the increased flow of blood into the brain during sleep is explicable from the nutritive process; and also the position of the arms laid together above the head, which is instinctively assumed because it furthers this process: also why children, so long as their brain is still growing, require a great deal of sleep, while in old age, on the other hand, when a certain atrophy of the brain, as of all the parts, takes place, sleep is short; and finally why excessive sleep produces a certain dulness of consciousness, the consequence of a certain hypertrophy of the brain, which in the case of habitual excess of sleep may become permanent and produce imbecility: ±1⁄21· o±1 À¿»Å QÀ1⁄2¿Â (noxæ est etiam multus somnus), Od. 15, 394. The need of sleep is therefore directly proportionate to the intensity of the brain-life, thus to the clearness of the consciousness. Those animals whose brain-life is weak and dull sleep little and lightly; for example, reptiles and fishes: and here I must remind the reader that the winter sleep is sleep almost only in name, for it is not an inaction of the brain alone, but of the whole organism, thus a kind of apparent death. Animals of considerable intelligence sleep deeply and long. Men also require more sleep the more developed, both as regards quantity and quality, and the more active their brain is. Montaigne relates of himself that he had always been a long sleeper, that he had passed a large part of his life in sleeping, and at an advanced age still slept from eight to nine hours at a time (Liv. iii., chap. 13). Descartes also is reported to have slept a great deal (Baillet, Vie de Descartes, 1693, p. 288). Kant allowed himself seven hours for sleep, but it was so hard for him to do with this that he ordered his servant to force [465]452 [466] The World As Will And Idea (Vol. 2 of 3) him against his will, and without listening to his remonstrances, to get up at the set time (Jachmann, Immanuel Kant, p. 162). For the more completely awake a man is, i.e., the clearer and more lively his consciousness, the greater for him is the necessity of sleep, thus the deeper and longer he sleeps. Accordingly much thinking or hard brain-work increases the need of sleep. That sustained muscular exertion also makes us sleepy is to be explained from the fact that in this the brain continuously, by means of the medulla oblongata, the spinal marrow, and the motor nerves, imparts the stimulus to the muscles which affects their irritability, and in this way it exhausts its strength. The fatigue which we observe in the arms and legs has accordingly its real seat in the brain; just as the pain which these parts feel is really experienced in the brain; for it is connected with the motor nerves, as with the nerves of sense. The muscles which are not actuated from the brain—for example, those of the heart—accordingly never tire. The same grounds explain the fact that both during and after great muscular exertion we cannot think acutely. That one has far less energy of mind in summer than in winter is partly explicable from the fact that in summer one sleeps less; for the deeper one has slept, the more completely awake, the more lively, is one afterwards. This, however, must not mislead us into extending sleep unduly, for then it loses in intension, i.e., in deepness and soundness, what it gains in extension; whereby it becomes mere loss of time. This is what Goethe means when he says (in the second part of “Faust”) of morning slumber: “Sleep is husk: throw it off.” Thus in general the phenomenon of sleep most specially confirms the assertion that consciousness, apprehension, knowing, thinking, is nothing original in us, but a conditioned and secondary state. It is a luxury of nature, and indeed its highest, which it can therefore the less afford to pursue without interruption the higher the pitch to which it has been brought. It is the product, the efflorescence of the cerebral nerve-system, which is itself nourished like a453 parasite by the rest of the organism. This also agrees with what is shown in our third book, that knowing is so much the purer and more perfect the more it has freed and severed itself from the will, whereby the purely objective, the æsthetic comprehension appears. Just as an extract is so much the purer the more it has been separated from that out of which it is extracted and been cleared of all sediment. The opposite is shown by the will, whose most immediate manifestation is the whole organic life, and primarily the untiring heart. This last consideration is related to the theme of the following chapter, to which it therefore makes the transition: yet the following observation belongs to it. In magnetic somnambulism the consciousness is doubled: two trains of knowledge, each connected in itself, but quite different from each other, arise; the waking consciousness knows nothing of the somnambulent. But the will retains in both the same character, and remains throughout identical; it expresses in both the same inclinations and aversions. For the function may be doubled, but not the true nature.