The Application of the Categories Sensory Objects

SS 20. The Application of the Categories Sensory Objects in general.

The pure conceptions of the understanding apply to objects of intuition in general, through the understanding alone, whether the intuition be our own or some other, provided only it be sensuous, but are, for this very reason, mere forms of thought, by means of which alone no determined object can be cognized. The synthesis or conjunction of the manifold in these conceptions relates, we have said, only to the unity of apperception, and is for this reason the ground of the possibility of a priori cognition, in so far as this cognition is dependent on the understanding. This synthesis is, therefore, not merely transcendental, but also purely intellectual.

But because a certain form of sensuous intuition exists in the mind a priori which rests on the receptivity of the representative faculty (sensibility), the understanding, as a spontaneity, is able to determine the internal sense by means of the diversity of given representations, conformably to the synthetical unity of apperception, and thus to cogitate the synthetical unity of the apperception of the manifold of sensuous intuition a priori, as the condition to which must necessarily be submitted all objects of human intuition. And in this manner the categories as mere forms of thought receive objective reality, that is, application to objects which are given to us in intuition, but that only as phenomena, for it is only of phenomena that we are capable of a priori intuition.

This synthesis of the manifold of sensuous intuition, which is possible and necessary a priori, may be called figurative (synthesis speciosa), in contradistinction to that which is cogitated in the mere category in regard to the manifold of an intuition in general, and is called connection or conjunction of the understanding (synthesis intellectualis). Both are transcendental, not merely because they themselves precede a priori all experience, but also because they form the basis for the possibility of other cognition a priori.

But the figurative synthesis, when it has relation only to the originally synthetical unity of apperception, that is to the transcendental unity cogitated in the categories, must, to be distinguished from the purely intellectual conjunction, be entitled the transcendental synthesis of imagination.

Imagination is the faculty of representing an object even without its presence in intuition. Now, as all our intuition is sensuous, imagination, by reason of the subjective condition under which alone it can give a corresponding intuition to the conceptions of the understanding, belongs to sensibility. But in so far as the synthesis of the imagination is an act of spontaneity, which is determinative, and not, like sense, merely determinable, and which is consequently able to determine sense a priori, according to its form, conformably to the unity of apperception, in so far is the imagination a faculty of determining sensibility a priori, and its synthesis of intuitions according to the categories must be the transcendental synthesis of the imagination.

It is an operation of the understanding on sensibility, and the first application of the understanding to objects of possible intuition, and at the same time the basis for the exercise of the other functions of that faculty. As figurative, it is distinguished from the merely intellectual synthesis, which is produced by the understanding alone, without the aid of imagination. Now, in so far as imagination is spontaneity, I sometimes call it also the productive imagination, and distinguish it from the reproductive, the synthesis of which is subject entirely to empirical laws, those of association, namely, and which, therefore, contributes nothing to the explanation of the possibility of a priori cognition, and for this reason belongs not to transcendental philosophy, but to psychology.

We have now arrived at the proper place for explaining the paradox which must have struck every one in our exposition of the internal sense (SS 6), namely—how this sense represents us to our own consciousness, only as we appear to ourselves, not as we are in ourselves, because, to wit, we intuite ourselves only as we are inwardly affected. Now this appears to be contradictory, inasmuch as we thus stand in a passive relation to ourselves; and therefore in the systems of psychology, the internal sense is commonly held to be one with the faculty of apperception, while we, on the contrary, carefully distinguish them.

That which determines the internal sense is the understanding, and its original power of conjoining the manifold of intuition, that is, of bringing this under an apperception (upon which rests the possibility of the understanding itself). Now, as the human understanding is not in itself a faculty of intuition, and is unable to exercise such a power, in order to conjoin, as it were, the manifold of its own intuition, the synthesis of understanding is, considered per se, nothing but the unity of action, of which, as such, it is self-conscious, even apart from sensibility, by which, moreover, it is able to determine our internal sense in respect of the manifold which may be presented to it according to the form of sensuous intuition. Thus, under the name of a transcendental synthesis of imagination, the understanding exercises an activity upon the passive subject, whose faculty it is; and so we are right in saying that the internal sense is affected thereby. Apperception and its synthetical unity are by no means one and the same with the internal sense. The former, as the source of all our synthetical conjunction, applies, under the name of the categories, to the manifold of intuition in general, prior to all sensuous intuition of objects. The internal sense, on the contrary, contains merely the form of intuition, but without any synthetical conjunction of the manifold therein, and consequently does not contain any determined intuition, which is possible only through consciousness of the determination of the manifold by the transcendental act of the imagination (synthetical influence of the understanding on the internal sense), which I have named figurative synthesis.

This we can indeed always perceive in ourselves. We cannot cogitate a geometrical line without drawing it in thought, nor a circle without describing it, nor represent the three dimensions of space without drawing three lines from the same point perpendicular to one another. We cannot even cogitate time, unless, in drawing a straight line (which is to serve as the external figurative representation of time), we fix our attention on the act of the synthesis of the manifold, whereby we determine successively the internal sense, and thus attend also to the succession of this determination. Motion as an act of the subject (not as a determination of an object),* consequently the synthesis of the manifold in space, if we make abstraction of space and attend merely to the act by which we determine the internal sense according to its form, is that which produces the conception of succession.

The understanding, therefore, does by no means find in the internal sense any such synthesis of the manifold, but produces it, in that it affects this sense. At the same time, how “I who think” is distinct from the “I” which intuites itself (other modes of intuition being cogitable as at least possible), and yet one and the same with this latter as the same subject; how, therefore, I am able to say: “I, as an intelligence and thinking subject, cognize myself as an object thought, so far as I am, moreover, given to myself in intuition—only, like other phenomena, not as I am in myself, and as considered by the understanding, but merely as I appear”—is a question that has in it neither more nor less difficulty than the question—“How can I be an object to myself?” or this—“How I can be an object of my own intuition and internal perceptions?” But that such must be the fact, if we admit that space is merely a pure form of the phenomena of external sense, can be clearly proved by the consideration that we cannot represent time, which is not an object of external intuition, in any other way than under the image of a line, which we draw in thought, a mode of representation without which we could not cognize the unity of its dimension, and also that we are necessitated to take our determination of periods of time, or of points of time, for all our internal perceptions from the changes which we perceive in outward things. It follows that we must arrange the determinations of the internal sense, as phenomena in time, exactly in the same manner as we arrange those of the external senses in space. And consequently, if we grant, respecting this latter, that by means of them we know objects only in so far as we are affected externally, we must also confess, with regard to the internal sense, that by means of it we intuite ourselves only as we are internally affected by ourselves; in other words, as regards internal intuition, we cognize our own subject only as phenomenon, and not as it is in itself.**

 [*Footnote: Motion of an object in space does not belong to
 a pure science, consequently not to geometry; because, that
 a thing is movable cannot be known a priori, but only from
 experience. But motion, considered as the description of a
 space, is a pure act of the successive synthesis of the
 manifold in external intuition by means of productive
 imagination, and belongs not only to geometry, but even to
 transcendental philosophy.]

 [**Footnote: I do not see why so much difficulty should be
 found in admitting that our internal sense is affected by
 ourselves. Every act of attention exemplifies it. In such an
 act the understanding determines the internal sense by the
 synthetical conjunction which it cogitates, conformably to
 the internal intuition which corresponds to the manifold in
 the synthesis of the understanding. How much the mind is
 usually affected thereby every one will be able to perceive
 in himself.]

SS 21.

On the other hand, in the transcendental synthesis of the manifold content of representations, consequently in the synthetical unity of apperception, I am conscious of myself, not as I appear to myself, nor as I am in myself, but only that “I am.” This representation is a thought, not an intuition. Now, as in order to cognize ourselves, in addition to the act of thinking, which subjects the manifold of every possible intuition to the unity of apperception, there is necessary a determinate mode of intuition, whereby this manifold is given; although my own existence is certainly not mere phenomenon (much less mere illusion), the determination of my existence* Can only take place conformably to the form of the internal sense, according to the particular mode in which the manifold which I conjoin is given in internal intuition, and I have therefore no knowledge of myself as I am, but merely as I appear to myself. The consciousness of self is thus very far from a knowledge of self, in which I do not use the categories, whereby I cogitate an object, by means of the conjunction of the manifold in one apperception. In the same way as I require, for the sake of the cognition of an object distinct from myself, not only the thought of an object in general (in the category), but also an intuition by which to determine that general conception, in the same way do I require, in order to the cognition of myself, not only the consciousness of myself or the thought that I think myself, but in addition an intuition of the manifold in myself, by which to determine this thought. It is true that I exist as an intelligence which is conscious only of its faculty of conjunction or synthesis, but subjected in relation to the manifold which this intelligence has to conjoin to a limitative conjunction called the internal sense. My intelligence (that is, I) can render that conjunction or synthesis perceptible only according to the relations of time, which are quite beyond the proper sphere of the conceptions of the understanding and consequently cognize itself in respect to an intuition (which cannot possibly be intellectual, nor given by the understanding), only as it appears to itself, and not as it would cognize itself, if its intuition were intellectual.

 [*Footnote: The "I think" expresses the act of determining
 my own existence. My existence is thus already given by the
 act of consciousness; but the mode in which I must determine
 my existence, that is, the mode in which I must place the
 manifold belonging to my existence, is not thereby given.
 For this purpose intuition of self is required, and this
 intuition possesses a form given a priori, namely, time,
 which is sensuous, and belongs to our receptivity of the
 determinable. Now, as I do not possess another intuition of
 self which gives the determining in me (of the spontaneity
 of which I am conscious), prior to the act of determination,
 in the same manner as time gives the determinable, it is
 clear that I am unable to determine my own existence as that
 of a spontaneous being, but I am only able to represent to
 myself the spontaneity of my thought, that is, of my
 determination, and my existence remains ever determinable in
 a purely sensuous manner, that is to say, like the existence
 of a phenomenon. But it is because of this spontaneity that
 I call myself an intelligence.]

SS 22. Transcendental Deduction of the universally possible employment in experience of the Pure Conceptions of the Understanding.

In the metaphysical deduction, the a priori origin of categories was proved by their complete accordance with the general logical of thought; in the transcendental deduction was exhibited the possibility of the categories as a priori cognitions of objects of an intuition in general (SS 16 and 17).At present we are about to explain the possibility of cognizing, a priori, by means of the categories, all objects which can possibly be presented to our senses, not, indeed, according to the form of their intuition, but according to the laws of their conjunction or synthesis, and thus, as it were, of prescribing laws to nature and even of rendering nature possible. For if the categories were inadequate to this task, it would not be evident to us why everything that is presented to our senses must be subject to those laws which have an a priori origin in the understanding itself.

I premise that by the term synthesis of apprehension I understand the combination of the manifold in an empirical intuition, whereby perception, that is, empirical consciousness of the intuition (as phenomenon), is possible.

We have a priori forms of the external and internal sensuous intuition in the representations of space and time, and to these must the synthesis of apprehension of the manifold in a phenomenon be always comformable, because the synthesis itself can only take place according to these forms. But space and time are not merely forms of sensuous intuition, but intuitions themselves (which contain a manifold), and therefore contain a priori the determination of the unity of this manifold.* (See the Transcendent Aesthetic.) Therefore is unity of the synthesis of the manifold without or within us, consequently also a conjunction to which all that is to be represented as determined in space or time must correspond, given a priori along with (not in) these intuitions, as the condition of the synthesis of all apprehension of them. But this synthetical unity can be no other than that of the conjunction of the manifold of a given intuition in general, in a primitive act of consciousness, according to the categories, but applied to our sensuous intuition. Consequently all synthesis, whereby alone is even perception possible, is subject to the categories. And, as experience is cognition by means of conjoined perceptions, the categories are conditions of the possibility of experience and are therefore valid a priori for all objects of experience.

 [*Footnote: Space represented as an object (as geometry
 really requires it to be) contains more than the mere form
 of the intuition; namely, a combination of the manifold
 given according to the form of sensibility into a
 representation that can be intuited; so that the form of the
 intuition gives us merely the manifold, but the formal
 intuition gives unity of representation. In the aesthetic, I
 regarded this unity as belonging entirely to sensibility,
 for the purpose of indicating that it antecedes all
 conceptions, although it presupposes a synthesis which does
 not belong to sense, through which alone, however, all our
 conceptions of space and time are possible. For as by means
 of this unity alone (the understanding determining the
 sensibility) space and time are given as intuitions, it
 follows that the unity of this intuition a priori belongs to
 space and time, and not to the conception of the
 understanding (SS 20).]

When, then, for example, I make the empirical intuition of a house by apprehension of the manifold contained therein into a perception, the necessary unity of space and of my external sensuous intuition lies at the foundation of this act, and I, as it were, draw the form of the house conformably to this synthetical unity of the manifold in space. But this very synthetical unity remains, even when I abstract the form of space, and has its seat in the understanding, and is in fact the category of the synthesis of the homogeneous in an intuition; that is to say, the category of quantity, to which the aforesaid synthesis of apprehension, that is, the perception, must be completely conformable.*

 [*Footnote: In this manner it is proved, that the synthesis
 of apprehension, which is empirical, must necessarily be
 conformable to the synthesis of apperception, which is
 intellectual, and contained a priori in the category. It is
 one and the same spontaneity which at one time, under the
 name of imagination, at another under that of understanding,
 produces conjunction in the manifold of intuition.]

To take another example, when I perceive the freezing of water, I apprehend two states (fluidity and solidity), which, as such, stand toward each other mutually in a relation of time. But in the time, which I place as an internal intuition, at the foundation of this phenomenon, I represent to myself synthetical unity of the manifold, without which the aforesaid relation could not be given in an intuition as determined (in regard to the succession of time). Now this synthetical unity, as the a priori condition under which I conjoin the manifold of an intuition, is, if I make abstraction of the permanent form of my internal intuition (that is to say, of time), the category of cause, by means of which, when applied to my sensibility, I determine everything that occurs according to relations of time. Consequently apprehension in such an event, and the event itself, as far as regards the possibility of its perception, stands under the conception of the relation of cause and effect: and so in all other cases.

Categories are conceptions which prescribe laws a priori to phenomena, consequently to nature as the complex of all phenomena (natura materialiter spectata). And now the question arises—inasmuch as these categories are not derived from nature, and do not regulate themselves according to her as their model (for in that case they would be empirical)—how it is conceivable that nature must regulate herself according to them, in other words, how the categories can determine a priori the synthesis of the manifold of nature, and yet not derive their origin from her. The following is the solution of this enigma.

It is not in the least more difficult to conceive how the laws of the phenomena of nature must harmonize with the understanding and with its a priori form—that is, its faculty of conjoining the manifold—than it is to understand how the phenomena themselves must correspond with the a priori form of our sensuous intuition. For laws do not exist in the phenomena any more than the phenomena exist as things in themselves. Laws do not exist except by relation to the subject in which the phenomena inhere, in so far as it possesses understanding, just as phenomena have no existence except by relation to the same existing subject in so far as it has senses. To things as things in themselves, conformability to law must necessarily belong independently of an understanding to cognize them. But phenomena are only representations of things which are utterly unknown in respect to what they are in themselves. But as mere representations, they stand under no law of conjunction except that which the conjoining faculty prescribes. Now that which conjoins the manifold of sensuous intuition is imagination, a mental act to which understanding contributes unity of intellectual synthesis, and sensibility, manifoldness of apprehension. Now as all possible perception depends on the synthesis of apprehension, and this empirical synthesis itself on the transcendental, consequently on the categories, it is evident that all possible perceptions, and therefore everything that can attain to empirical consciousness, that is, all phenomena of nature, must, as regards their conjunction, be subject to the categories. And nature (considered merely as nature in general) is dependent on them, as the original ground of her necessary conformability to law (as natura formaliter spectata). But the pure faculty (of the understanding) of prescribing laws a priori to phenomena by means of mere categories, is not competent to enounce other or more laws than those on which a nature in general, as a conformability to law of phenomena of space and time, depends. Particular laws, inasmuch as they concern empirically determined phenomena, cannot be entirely deduced from pure laws, although they all stand under them. Experience must be superadded in order to know these particular laws; but in regard to experience in general, and everything that can be cognized as an object thereof, these a priori laws are our only rule and guide.

SS 23. Result of this Deduction of the Conceptions of the Understanding.

We cannot think any object except by means of the categories; we cannot cognize any thought except by means of intuitions corresponding to these conceptions. Now all our intuitions are sensuous, and our cognition, in so far as the object of it is given, is empirical. But empirical cognition is experience; consequently no a priori cognition is possible for us, except of objects of possible experience.*

 [Footnote: Lest my readers should stumble at this assertion,
 and the conclusions that may be too rashly drawn from it, I
 must remind them that the categories in the act of thought
 are by no means limited by the conditions of our sensuous
 intuition, but have an unbounded sphere of action. It is
 only the cognition of the object of thought, the determining
 of the object, which requires intuition. In the absence of
 intuition, our thought of an object may still have true and
 useful consequences in regard to the exercise of reason by
 the subject. But as this exercise of reason is not always
 directed on the determination of the object, in other words,
 on cognition thereof, but also on the determination of the
 subject and its volition, I do not intend to treat of it in
 this place.]

But this cognition, which is limited to objects of experience, is not for that reason derived entirely, from, experience, but—and this is asserted of the pure intuitions and the pure conceptions of the understanding—there are, unquestionably, elements of cognition, which exist in the mind a priori. Now there are only two ways in which a necessary harmony of experience with the conceptions of its objects can be cogitated. Either experience makes these conceptions possible, or the conceptions make experience possible. The former of these statements will not bold good with respect to the categories (nor in regard to pure sensuous intuition), for they are a priori conceptions, and therefore independent of experience. The assertion of an empirical origin would attribute to them a sort of generatio aequivoca. Consequently, nothing remains but to adopt the second alternative (which presents us with a system, as it were, of the epigenesis of pure reason), namely, that on the part of the understanding the categories do contain the grounds of the possibility of all experience. But with respect to the questions how they make experience possible, and what are the principles of the possibility thereof with which they present us in their application to phenomena, the following section on the transcendental exercise of the faculty of judgement will inform the reader.

It is quite possible that someone may propose a species of preformation-system of pure reason—a middle way between the two—to wit, that the categories are neither innate and first a priori principles of cognition, nor derived from experience, but are merely subjective aptitudes for thought implanted in us contemporaneously with our existence, which were so ordered and disposed by our Creator, that their exercise perfectly harmonizes with the laws of nature which regulate experience. Now, not to mention that with such an hypothesis it is impossible to say at what point we must stop in the employment of predetermined aptitudes, the fact that the categories would in this case entirely lose that character of necessity which is essentially involved in the very conception of them, is a conclusive objection to it. The conception of cause, for example, which expresses the necessity of an effect under a presupposed condition, would be false, if it rested only upon such an arbitrary subjective necessity of uniting certain empirical representations according to such a rule of relation. I could not then say—“The effect is connected with its cause in the object (that is, necessarily),” but only, “I am so constituted that I can think this representation as so connected, and not otherwise.” Now this is just what the sceptic wants. For in this case, all our knowledge, depending on the supposed objective validity of our judgement, is nothing but mere illusion; nor would there be wanting people who would deny any such subjective necessity in respect to themselves, though they must feel it. At all events, we could not dispute with any one on that which merely depends on the manner in which his subject is organized.

Short view of the above Deduction.

The foregoing deduction is an exposition of the pure conceptions of the understanding (and with them of all theoretical a priori cognition), as principles of the possibility of experience, but of experience as the determination of all phenomena in space and time in general—of experience, finally, from the principle of the original synthetical unity of apperception, as the form of the understanding in relation to time and space as original forms of sensibility.

I consider the division by paragraphs to be necessary only up to this point, because we had to treat of the elementary conceptions. As we now proceed to the exposition of the employment of these, I shall not designate the chapters in this manner any further.